Rochester Investments offers investment management and financial planning services to individuals and small businesses.
Rochester Investments is a fee-only investment advisor, and it does not receive commissions from selling insurance products such as Annuities, Life Insurance, or receives commissions from Mutual funds, etc.
Investment Advisor Representatives affiliated with Rochester Investments are paid either by a flat annual percentage on assets under management, and/or by hourly fees charged for planning services.
All Rochester Investments‘ investment management accounts are managed on a discretionary investment management. Discretionary accounts don’t require a client preapproval for placing trades in their accounts.
Depending on the complexity and time needed for financial planning services, Rochester Investments may decide to waive our financial planning hourly fees and provide these services complementary. All fees are listed in Rochester Investments‘ ADV form and are provided to clients in advance so they understand how Investment Advisors are compensated, and have sufficient time to ask any questions.
Although she does not sell insurance products nor accepts commissions on life insurance and annuity sales from Insurance Companies, Diana is a licensed insurance agent registered in the State of New York. Diana maintains her license so she can answer questions about insurance products, or get quotes from insurance companies when necessary. Insurance companies only provide quotes to licensed insurance agents. For that reason, she continues to maintain her license just in case there is a need for understanding insurance offerings across insurance companies and products.
Most of Rochester Investments clients live in close proximity to Rochester, NY, however we do work with clients residing across New York State, and in other States1.
Rochester Investments offers in person and online meetings. Investment Advisor Representatives are available to talk on the phone and through electronic media, to assist clients with any questions and concerns.
Rochester Investments‘ investment advisors are generally available to talk to other professionals our clients work with, such as attorneys, accountants, payroll specialists, tax planners and tax preparers, etc.
We look forward to helping you with your financial questions and financial planning needs.
Call us at 585-568-6656 or email us at dsa@rochesterinvestments.com.
Investment Management doesn’t have to be complicated, but if it is, maybe, we can find solutions!
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